Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Harvey Mimms is a financial advisor with Northwestern Mutual Investment Services, LLC. Kathryn has been in the financial industry since 2010 and is licensed to sell securities in Connecticut. Kathryn's prior experience includes working at CommonFund Securities, Inc. and Northwestern Mutual Life Insurance Company. Kathryn has earned the Chartered Financial Analyst designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CT
07/29/2011 - Present
Northwestern Mutual Investment Services, LLC (FAIRFIELD CT)
CT
02/05/2004 - 10/06/2004
COMMONFUND SECURITIES, INC. (WILTON CT)
BC
Issued 01/10/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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