Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Wakefield is a financial professional registered with MML Investors Services, LLC. Kathryn has been in the financial services industry since 2004 and has experience in providing a range of financial services, including investment advisory services, financial planning, and asset allocation programs. Kathryn is based in Springfield, MA and has been with MML Investors Services, LLC since 2011. Kathryn holds several licenses and registrations, including the Series 66, Series 7, and Series 24. Kathryn’s prior employment includes positions with American Express Financial Advisors Inc. and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
08/09/2018 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
MA
01/25/2011 - 09/08/2017
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
MA
08/21/2008 - 12/24/2009
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
06/01/2004 - 08/13/2004
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MN
03/15/2002 - 03/17/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/15/2002 - 03/17/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 04/11/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/29/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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