Unclaimed
Kathryn G. Espana is a registered representative and principal with Bessemer Investor Services, Inc. Kathryn holds the Series 7, Series 24, Series 63 and SIE licenses. Kathryn has been in the securities industry since June 24, 2009. Kathryn is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 13 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
06/24/2009 - Present
Bessemer Investor Services, Inc. (BOSTON MA)
BC
Issued 11/21/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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