Unclaimed
Kathryn Frances Girling is a financial professional with over a decade of experience in the industry. Kathryn has held positions at T. Rowe Price Investment Services, Inc. and Franklin Distributors, LLC. Kathryn holds the Series 6, 7, and 63 licenses as well as the SIE. Kathryn is currently registered with Franklin Distributors, LLC in Baltimore, MD.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
07/21/2023 - Present
Franklin Distributors, LLC (BALTIMORE MD)
MD
09/29/2008 - 06/14/2021
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
BC
Issued 12/19/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2010
Series 7 - General Securities Representative Examination
BC
Issued 09/26/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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