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Kathryn Filippetti

Talcott Resolution Distribution Company, Inc.

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About Kathryn Filippetti

Kathryn Filippetti is a financial professional registered with Talcott Resolution Distribution Company, Inc. Kathryn is located in Hartford, CT and has been in the industry since August 2024. Kathryn holds the Series 99TO and SIE licenses.

Firm Information

Kathryn Filippetti is currently registered with Talcott Resolution Distribution Company, Inc.. Talcott Resolution Distribution Company, Inc. is a Corporation formed on August 24, 1994. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been the subject of one regulatory event disclosure and one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kathryn Filippetti’s Registration & Firm History

CT

08/23/2024 - Present

Talcott Resolution Distribution Company, Inc. (Hartford CT)

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Licenses & Designations

BC

Issued 08/23/2024

Series 99TO - Operations Professional Examination

BC

Issued 06/21/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathryn Filippetti.
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