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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Emling is a financial advisor with Osaic Advisory Services, LLC. Kathryn has been in the financial services industry since 1988. Kathryn holds Series 7, 63, 66 and 24 registrations with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
07/27/2021 - Present
Osaic Advisory Services, LLC (Atlanta GA)
GA
07/26/2021 - 08/23/2024
TRIAD ADVISORS LLC (Atlanta GA)
GA
09/18/2020 - 10/12/2021
SECURITIES AMERICA, INC. (ATLANTA GA)
GA
06/29/2009 - 09/18/2020
SECURITIES SERVICE NETWORK, LLC (ATLANTA GA)
GA
04/06/2006 - 07/01/2009
SAGEPOINT FINANCIAL, INC. (ATLANTA GA)
GA
01/13/2005 - 01/03/2006
FIRST ALBANY CAPITAL INC. (ATLANTA GA)
NC
07/01/2003 - 05/19/2004
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
10/01/1999 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
02/02/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NC
06/09/1997 - 02/02/1998
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NA
07/19/1990 - 06/12/1997
ALEX. BROWN & SONS INCORPORATED
NY
07/06/1988 - 07/20/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
06/24/1987 - 06/22/1988
SHEARSON LEHMAN HUTTON INC.
BOTH
Issued 03/30/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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