Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Tam is a financial advisor in Minneapolis, Minnesota. Kathryn has been in the industry since 2019 and is currently registered with Cetera Advisor Networks LLC. Prior to joining Cetera Advisor Networks, Kathryn worked with Securian Financial Services, Inc., and CRI Securities, LLC. Kathryn holds Series 63, SIE and Series 6TO licenses and is registered in Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
08/10/2023 - Present
Cetera Advisor Networks LLC (MINNEAPOLIS MN)
MN
11/13/2019 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
11/13/2019 - 10/27/2021
CRI SECURITIES, LLC (MINNEAPOLIS MN)
BC
Issued 02/10/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/04/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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