Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Elizabeth Roberts is an active Registered Representative with MM Ascend Life Investor Services, LLC, and has been in the industry since July 20, 2022. Kathryn is licensed in the State of Ohio and holds the Series 6TO and SIE licenses. She is currently licensed to sell investment company products and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Maintaining registration but not actively providing advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Maintaining registration but not serving clients
1
2
OH
07/21/2022 - Present
MM Ascend Life Investor Services, LLC (CINCINNATI OH)
BC
Issued 07/21/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/02/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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