Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Elizabeth Lawlor is a financial professional with over 15 years of experience in the financial services industry. Kathryn has a broad background in securities trading and financial advising, holding licenses for Series 7, 25, 52TO and SIE. Kathryn is a Compliance Official Specialist and is currently registered with Mountainside Securities LLC as a Registered Representative. Kathryn has also held positions at W. H. Mell Associates, Inc., ICAP Corporates LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Labranche & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
07/23/2020 - Present
Mountainside Securities LLC (Summit NJ)
NJ
07/21/2016 - 07/25/2018
W. H. MELL ASSOCIATES, INC. (SUMMIT NJ)
NJ
11/05/2010 - 06/30/2016
ICAP CORPORATES LLC (JERSEY CITY NJ)
NY
11/16/2005 - 09/29/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/30/2003 - 08/18/2005
LABRANCHE & CO. LLC (NEW YORK NY)
BC
Issued 05/26/2004
Series 14A - Compliance Official Specialist Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 07/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2007
Series 7 - General Securities Representative Examination
BC
Issued 03/02/2004
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
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