Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Elizabeth Lafay is a financial advisor at Fidelity Personal And Workplace Advisors. Kathryn has been in the financial services industry since 2008. Kathryn holds the Series 6, 7, 63, and 66 licenses. Kathryn also holds the SIE exam. Kathryn has worked at Fidelity Personal And Workplace Advisors since 2018. Kathryn is registered with the state of Kentucky as a registered investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
03/22/2021 - Present
Fidelity Personal AND Workplace Advisors (COVINGTON KY)
KY
08/27/2010 - 06/20/2012
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
KY
11/03/2008 - 11/10/2009
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
KY
01/01/2008 - 06/05/2008
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
KY
09/14/2007 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)
BOTH
Issued 07/09/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/01/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2013
Series 7 - General Securities Representative Examination
BC
Issued 09/12/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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