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Kathryn Elizabeth Harber

Prudential Investment Management Services LLC

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About Kathryn Elizabeth Harber

Kathryn Elizabeth Harber is a registered representative with Prudential Investment Management Services LLC. Kathryn has been in the industry since 2011 and is licensed in all 50 states, Puerto Rico and the Virgin Islands. Kathryn holds the Series 7 and Series 63 licenses and the SIE exam. Kathryn previously worked at Cambridge Investment Research, Inc. in St. Louis, MO.

Firm Information

Kathryn Harber is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kathryn Harber’s Registration & Firm History

NJ

11/19/2012 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

MO

10/20/2011 - 11/30/2012

CAMBRIDGE INVESTMENT RESEARCH, INC. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 12/30/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathryn Elizabeth Harber.
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