Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Elizabeth Espinili is a financial professional with over 30 years of experience in the financial industry. She is currently an Investment Advisor Representative with J.derek Lewis & Associates, Inc. in Newport Beach, CA. Kathryn has a wide range of experience, including working as a registered representative and principal at several firms. She has also held leadership roles in the industry. Kathryn is a dedicated professional with a strong commitment to providing her clients with personalized financial advice and guidance. She holds several industry licenses and certifications, including the Series 7, Series 24, Series 63, and Series 99TO. Kathryn also has experience as the CFO and Secretary of a healthcare consulting firm, RKE Healthcare Consulting Inc., working 10-20 hours per month in this family-run business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/24/2006 - Present
J.derek Lewis & Associates, Inc. (NEWPORT BEACH CA)
CA
02/16/1990 - 06/10/1991
HAGERTY, VAN MOURICK & LOGAN (SAN DIEGO CA)
NY
03/01/1989 - 02/14/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
05/12/1988 - 03/30/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
10/13/1986 - 03/05/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
08/25/1986 - 10/02/1986
SHEARSON LEHMAN BROTHERS INC.
NA
09/21/1984 - 09/09/1986
OPPENHEIMER & CO., INC.
BC
Issued 02/27/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 07/23/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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