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Kathryn Elise Nakayama

Sanctuary Securities, Inc.

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About Kathryn Elise Nakayama

Kathryn Nakayama is a financial advisor who is currently registered with Sanctuary Securities, Inc.. Kathryn has been in the industry since August 21, 2022. Kathryn has a Series 7TO, Series 63 and SIE licenses and is registered in 13 states. Kathryn was previously registered with Fidelity Brokerage Services LLC.

Firm Information

Kathryn Nakayama is currently registered with Sanctuary Securities, Inc.. Sanctuary Securities, Inc. is a corporation formed on March 7, 1978, and is registered in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has a history of regulatory events, with 19 disclosures related to such events, and has been involved in 9 arbitrations and 1 bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kathryn Nakayama’s Registration & Firm History

NC

04/02/2024 - Present

Sanctuary Securities, Inc. (GREENSBORO NC)

RI

08/22/2022 - 04/02/2024

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 08/30/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/20/2022

Series 7TO - General Securities Representative Examination

BC

Issued 08/15/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathryn Elise Nakayama.
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