Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Albers is a financial professional with over 20 years of experience in the financial services industry. Kathryn is currently a Registered Representative and Investment Advisor Representative with MMA Securities LLC in Matthews, NC. Prior to joining MMA Securities LLC, Kathryn was affiliated with LPL FINANCIAL LLC, GWFS EQUITIES, INC., MML DISTRIBUTORS, LLC, MML INVESTORS SERVICES, LLC, MMC SECURITIES CORP. and NYLIFE DISTRIBUTORS LLC. Kathryn is dedicated to providing personalized financial advice and investment guidance to her clients. Kathryn has a strong understanding of the financial markets and a commitment to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Advisory services to retirement plan participants
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Based on assets under advisement or per capita
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2
NC
04/03/2023 - Present
MMA Securities LLC (Matthews NC)
NC
08/19/2022 - 04/03/2023
LPL FINANCIAL LLC (MATTHEWS NC)
CO
01/04/2021 - 07/26/2022
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
MA
11/25/2015 - 01/04/2021
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
MA
07/29/2010 - 05/02/2014
MML INVESTORS SERVICES, LLC (BOSTON MA)
MA
11/07/2007 - 11/07/2008
MMC SECURITIES CORP. (NORWOOD MA)
MA
06/15/2004 - 10/01/2007
NYLIFE DISTRIBUTORS LLC (WESTWOOD MA)
NY
02/28/2001 - 06/15/2004
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 10/27/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2016
Series 7 - General Securities Representative Examination
BC
Issued 02/27/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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