Unclaimed
Kathryn Patten is a registered representative with Vanguard Marketing Corp. based in Scottsdale, AZ. Kathryn has been in the financial services industry since August 2009. Kathryn is licensed to sell securities in 53 states and the District of Columbia. Kathryn holds Series 7, Series 63, and Series 24 licenses. Kathryn's professional experience includes working with a variety of clients on a range of financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
08/17/2009 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 09/03/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/14/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kathryn Patten is the right advisor for you? Invested Better is here to help.