Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn E Palao is a financial advisor with over 16 years of experience in the industry. Kathryn is currently registered with Cetera Investment Advisers LLC, and has previously worked with TOWER SQUARE SECURITIES, INC. and CITIGROUP GLOBAL MARKETS INC. Kathryn holds Series 63, SIE, and Series 7 licenses. Kathryn is a CERTIFIED FINANCIAL PLANNER™ professional and is a board member of the Briarcliff Manor Chamber of Commerce. Kathryn works with individuals, families, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
06/29/2023 - Present
Cetera Investment Advisers LLC (BRIARCLIFF MANOR NY)
NY
11/17/2006 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (OSSINING NY)
NY
09/18/2006 - 10/16/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 1/8/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/16/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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