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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn E Courain is a registered Investment Advisor Representative in California and Texas. Kathryn is currently employed by Avalan, LLC. Avalan, LLC is a registered investment advisor headquartered in Santa Barbara, California. The firm provides financial planning, educational seminars, and portfolio management for individuals. The firm has over 600 client accounts and manages over $400 million in assets. Kathryn has over 20 years of experience in the financial services industry. She has worked with a variety of clients, including high net worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans, and individuals other than high net worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
04/05/2021 - Present
Avalan, LLC (SANTA BARBARA CA)
CA
05/07/2013 - 12/23/2014
MUTUAL SECURITIES, INC. (BUELLTON CA)
CA
12/25/2008 - 05/01/2013
ARETE WEALTH MANAGEMENT, LLC (BUELLTON CA)
CA
06/26/2008 - 12/24/2008
NFP SECURITIES, INC. (BUELLTON CA)
CA
06/10/2002 - 06/25/2008
PRIVATE CONSULTING GROUP, INC. (BUELLTON CA)
BOTH
Issued 09/30/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/03/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2003
Series 24 - General Securities Principal Examination
BC
Issued 12/23/2014
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2001
Series 7 - General Securities Representative Examination
Active
Inactive
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