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Kathryn E Bierschwale

Pruco Securities, LLC

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About Kathryn E Bierschwale

Kathryn Bierschwale is a registered representative with Pruco Securities, LLC. Kathryn has been in the industry for over 10 years and has a Series 6, 7, 63, and 66 license. Kathryn has held previous positions with PARK AVENUE SECURITIES LLC and New England Securities. Kathryn is also an insurance agent with a focus on life, annuities, LTC, DI, Med Supps, and Group insurance. Kathryn is dedicated to providing her clients with the best possible service and financial advice.

Firm Information

Kathryn Bierschwale is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Kathryn Bierschwale’s Registration & Firm History

TX

09/13/2024 - Present

Pruco Securities, LLC (Conroe TX)

TX

01/01/2021 - 04/21/2021

PARK AVENUE SECURITIES LLC (HOUSTON TX)

TX

07/15/2011 - 02/08/2012

NEW ENGLAND SECURITIES (AUSTIN TX)

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Licenses & Designations

BOTH

Issued 09/15/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/03/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/28/2020

Series 7TO - General Securities Representative Examination

BC

Issued 08/18/2020

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathryn E Bierschwale.
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