linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Kathryn Delores Carroll

ST. Bernard Financial Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kathryn? Claim Your Profile

About Kathryn Delores Carroll

Kathryn Delores Carroll is a registered representative with St. Bernard Financial Services, Inc. Kathryn has been in the industry since November 1989. Kathryn's current employment began in May 2010. Kathryn's previous employers include Investment Professionals, Inc., U.S. Bancorp Investments, Inc., and NationsSecurities. Kathryn is registered with the state of Arkansas.

Firm Information

Kathryn Carroll is currently registered with ST. Bernard Financial Services, Inc.. ST. Bernard Financial Services, Inc. is a Corporation that was formed on March 24, 1994, and is headquartered in RUSSELLVILLE, AR. The firm provides investment advisory services to individuals and businesses. They specialize in portfolio management and offer educational seminars. They are registered with the SEC and in 46 states. ST. Bernard Financial Services, Inc. manages approximately $130,472,570 in regulatory assets for 841 clients.
ST. Bernard Financial Services, Inc.

1609 WEST MAIN ST

RUSSELLVILLE, AR 72801

$130.47M

Assets Under Management

Not reported

Total Clients

96

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kathryn Carroll’s Registration & Firm History

AR

05/04/2010 - Present

ST. Bernard Financial Services, Inc. (RUSSELLVILLE AR)

AR

01/25/2006 - 05/18/2010

INVESTMENT PROFESSIONALS, INC. (HEBER SPRINGS AR)

AR

08/02/2005 - 01/19/2006

U.S. BANCORP INVESTMENTS, INC. (HEBER SPRINGS AR)

TX

08/20/1998 - 07/15/2005

INVESTMENT PROFESSIONALS, INC. (SAN ANTONIO TX)

MA

01/01/1998 - 08/11/1998

NATIONSBANC INVESTMENTS, INC. (BOSTON MA)

NA

10/15/1997 - 01/01/1998

NATIONSSECURITIES

AR

10/25/1989 - 10/15/1997

BOATMEN'S INVESTMENT SERVICES OF ARKANSAS, INC. (LITTLE ROCK AR)

MO

06/17/1996 - 12/31/1996

BOATMEN'S INVESTMENT SERVICES, INC. (ST. LOUIS MO)

Not sure if Kathryn Delores Carroll is right for you?

Licenses & Designations

BOTH

Issued 09/19/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/16/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/1989

Series 7 - General Securities Representative Examination

BC

Issued 05/13/1987

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathryn Delores Carroll.
Not sure if Kathryn Delores Carroll is right for you?