Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Pong is an investment professional with over 12 years of experience in the financial services industry. Kathryn is currently registered with UMB Financial Services, Inc. and has previously worked at RBC CAPITAL MARKETS, LLC. Kathryn specializes in providing financial planning and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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AZ
10/18/2022 - Present
UMB Financial Services, Inc. (Phoenix AZ)
AZ
10/07/2010 - 09/14/2022
RBC CAPITAL MARKETS, LLC (PHOENIX AZ)
BC
Issued 08/09/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 01/28/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/06/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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