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Kathryn Clark Bassett

Allspring Funds Distributor, LLC

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About Kathryn Clark Bassett

Kathryn Bassett is a financial professional with over 20 years of experience in the financial services industry. Kathryn is currently registered with Allspring Funds Distributor, LLC and has been with the firm since 2008. Prior to that, Kathryn held positions at London Pacific Securities, Inc. and Berkeley International Securities Corporation. Kathryn is licensed to provide financial advice in all 50 states and the District of Columbia. Kathryn holds several industry designations, including the Series 7, Series 63, Series 65, and Series 24 licenses. Kathryn is dedicated to providing her clients with personalized financial advice and helping them reach their financial goals.

Firm Information

Kathryn Bassett is currently registered with Allspring Funds Distributor, LLC. Allspring Funds Distributor, LLC is a Limited Liability Company formed on July 9, 2004, and is registered in 53 states and the District of Columbia. The firm has an approved SEC registration and provides advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

61

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kathryn Bassett’s Registration & Firm History

CA

07/14/2008 - Present

Allspring Funds Distributor, LLC (SAN FRANCISCO CA)

CA

02/08/2001 - 06/12/2003

LONDON PACIFIC SECURITIES, INC. (SACRAMENTO CA)

CA

06/21/1999 - 10/25/2000

BERKELEY INTERNATIONAL SECURITIES CORPORATION (SAN FRANCISCO CA)

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Licenses & Designations

IA

Issued 01/25/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/13/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/17/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/10/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathryn Clark Bassett.
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