linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Kathryn Cassidy McAllister

Comhar Capital Markets, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kathryn? Claim Your Profile

About Kathryn Cassidy McAllister

Kathryn McAllister is a financial professional with over 20 years of experience in the industry. She is currently registered with Comhar Capital Markets, LLC and ACS Execution Services, LLC. Kathryn has a broad range of experience in the financial services industry, with previous roles at firms such as Virtu Americas LLC, Virtu ITG LLC, Citigroup Global Markets Inc., Soleil Securities Corporation, and Merrill Lynch. Kathryn has held Series 7, 55, 24, 63, and SIE licenses. She is registered with the state of New Jersey and is also registered with FINRA. Kathryn is a dedicated and experienced financial professional with a commitment to providing her clients with personalized financial advice and guidance.

Firm Information

Kathryn McAllister is currently registered with Comhar Capital Markets, LLC. Comhar Capital Markets, LLC is a Limited Liability Company formed on July 21, 1999. The firm has been approved for SEC registration and has a record of 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kathryn McAllister’s Registration & Firm History

NJ

04/28/2023 - Present

Comhar Capital Markets, LLC (Red Bank NJ)

NY

04/04/2019 - 08/02/2019

VIRTU AMERICAS LLC (New York NY)

NY

07/22/2015 - 08/02/2019

VIRTU ITG LLC (NEW YORK NY)

NY

10/19/2009 - 07/31/2015

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

06/08/2009 - 09/24/2009

SOLEIL SECURITIES CORPORATION (NEW YORK NY)

NY

09/02/1999 - 03/30/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

03/07/2006 - 07/07/2006

WAVE SECURITIES, LLC (NEW YORK NY)

Not sure if Kathryn Cassidy McAllister is right for you?

Licenses & Designations

BC

Issued 07/24/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/28/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/24/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/01/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kathryn Cassidy McAllister.
Not sure if Kathryn Cassidy McAllister is right for you?