Unclaimed
Kathryn Marr is a financial professional with over 16 years of experience in the industry. Kathryn is currently registered with Goldman Sachs & Co. LLC and is licensed to provide investment advice and securities services in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Prior to joining Goldman Sachs, Kathryn worked at Goldman, Sachs & Co. and Goldman Sachs Execution & Clearing, L.P. Kathryn holds a Series 3, 7, 55, and 63 license and has a strong track record of success in helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
CT
07/06/2022 - Present
Goldman Sachs & Co. LLC (NORWALK CT)
NY
08/21/2006 - 07/27/2016
GOLDMAN, SACHS & CO. (NEW YORK NY)
NJ
09/21/2004 - 09/06/2006
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (JERSEY CITY NJ)
BC
Issued 10/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2005
Series 3 - National Commodity Futures Examination
BC
Issued 11/29/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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