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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Blake Carey is an investment advisor representative with Robert W. Baird & Co. Inc.. Kathryn has been in the financial services industry since 1994. Kathryn is registered with FINRA and the state of Wisconsin. Kathryn is a graduate of Yale University. Kathryn specializes in providing financial advice to individuals, families, and businesses. Kathryn is committed to helping clients achieve their financial goals through personalized investment strategies and comprehensive financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
05/20/2014 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
WI
05/21/1999 - 04/14/2003
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NJ
06/10/1994 - 05/23/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 05/19/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/30/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/29/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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