Unclaimed
Kathryn Benites is a registered representative with Apex Clearing Corp. Kathryn has been in the securities industry since March 11, 2020 and holds the Series 63, Series 7TO, and Series 57TO licenses. Kathryn is registered in Texas and is an active representative with Apex Clearing Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
06/03/2021 - Present
Apex Clearing Corp. (DALLAS TX)
TX
03/04/2020 - 05/25/2021
TD AMERITRADE, INC. (Southlake TX)
BC
Issued 03/16/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2024
Series 57TO - Securities Trader Exam
BC
Issued 03/04/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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