Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Oswald is a financial advisor with Voya Financial Advisors, Inc., registered in the state of Florida. Kathryn has been in the financial industry for 16 years. She is a Chartered Financial Consultant and holds Series 6, Series 63 and SIE licenses. Kathryn has experience with clients of all types, including high-net-worth individuals, corporations and businesses, charitable organizations, and individuals other than high-net-worth. Kathryn's previous experience was with Transamerica Investors Securities Corporation and Copeland Equities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/31/2019 - Present
Voya Financial Advisors, Inc. (Pensacola FL)
NY
08/15/2011 - 05/30/2019
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
NJ
09/11/1989 - 10/16/1997
COPELAND EQUITIES, INC. (SOMERSET NJ)
BC
Issued 02/18/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Kathryn Oswald is the right advisor for you? Invested Better is here to help.
