Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Anne Pietra is a securities professional registered with Regions Securities LLC in Atlanta, Georgia. Kathryn is registered with FINRA and has passed the Series 63, Series 7TO and Series 79TO exams. Kathryn joined Regions Securities LLC in January 2023 and has been active in the industry since January 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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GA
01/23/2023 - Present
Regions Securities LLC (Atlanta GA)
BC
Issued 02/13/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/05/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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