Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Ann Shamburger has been a financial professional since 1997. Currently, Kathryn Ann Shamburger is registered with Charles Schwab & CO., Inc. in Lone Tree, Colorado. Kathryn Ann Shamburger has held previous roles at ROSENBLATT SECURITIES INC., WEDGE SECURITIES, LLC, THE BENCHMARK COMPANY, LLC, SCREAMING EAGLE TRADING, INC., and CHARLES SCHWAB & CO., INC. Kathryn Ann Shamburger specializes in Financial Planning, Portfolio Management, and providing advisory services for individuals and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
08/23/2013 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
03/08/2013 - 08/05/2013
ROSENBLATT SECURITIES INC. (GREENWOOD VILLAGE CO)
CO
07/15/2005 - 04/23/2013
WEDGE SECURITIES, LLC (GREENWOOD VILLAGE CO)
NY
09/14/2004 - 06/30/2005
THE BENCHMARK COMPANY, LLC (NEW YORK NY)
CA
03/16/2004 - 06/17/2004
SCREAMING EAGLE TRADING, INC. (ORINDA CA)
TX
08/07/1997 - 12/31/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 03/22/2008
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/07/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 05/19/2004
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 02/08/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/16/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/06/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Kathryn Shamburger is the right advisor for you? Invested Better is here to help.
