linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Kathryn Ann Kirkland

Cambridge Investment Research, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kathryn? Claim Your Profile

About Kathryn Ann Kirkland

Kathryn Kirkland is an Investment Advisor Representative with Cambridge Investment Research, Inc. Kathryn has been in the financial services industry since 1998. Kathryn holds FINRA Series 7, 9, 10, 24, 63, and 65 licenses. Kathryn is registered with the state of Iowa. Prior to Cambridge Investment Research, Inc. Kathryn was associated with Broker Dealer Financial Services Corp., Weitz Financial Services, Inc., ING Financial Partners, Inc., Wachovia Securities, LLC, UBS PaineWebber Inc., and Princor Financial Services Corporation.

Firm Information

Kathryn Kirkland is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kathryn Kirkland’s Registration & Firm History

IA

10/20/2018 - Present

Cambridge Investment Research, Inc. (West Des Moines IA)

IA

08/08/2014 - 10/20/2018

BROKER DEALER FINANCIAL SERVICES CORP. (WEST DES MOINES IA)

IA

01/15/2008 - 04/14/2014

WEITZEL FINANCIAL SERVICES, INC. (WEST DES MOINES IA)

CT

04/05/2006 - 01/16/2007

ING FINANCIAL PARTNERS, INC. (WINDSOR CT)

MO

03/19/2003 - 03/15/2006

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NJ

02/18/2000 - 03/19/2003

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

IA

09/03/1996 - 02/01/2000

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

Not sure if Kathryn Ann Kirkland is right for you?

Licenses & Designations

BC

Issued 04/19/2000

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 11/30/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/29/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 07/20/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/22/1997

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/30/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathryn Ann Kirkland.
Not sure if Kathryn Ann Kirkland is right for you?