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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Ann Higgens is a financial advisor with Raymond James Financial Services Advisors, Inc. Kathryn has been in the financial services industry since 1992. She has a wide range of experience, having worked with several firms including Raymond James Financial Services, Inc., Raymond James & Associates, Inc., MML Investors Services, Inc., PFIC Securities Corporation, Magna Investments, and Dean Witter Reynolds Inc. Kathryn is registered as a Registered Representative (RR) and Investment Adviser Representative (IAR) in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
02/15/2022 - Present
Raymond James Financial Services Advisors, Inc. (SAINT PETERSBURG FL)
IL
03/07/2013 - 12/17/2021
RAYMOND JAMES FINANCIAL SERVICES, INC. (BLOOMINGTON IL)
IL
10/03/2007 - 03/08/2013
RAYMOND JAMES & ASSOCIATES, INC. (DECATUR IL)
IL
11/25/2000 - 10/09/2007
MML INVESTORS SERVICES, INC. (DECATUR IL)
TN
12/15/1999 - 11/08/2000
PFIC SECURITIES CORPORATION (FRANKLIN TN)
MO
06/24/1999 - 11/30/1999
MAGNA INVESTMENTS (ST. LOUIS MO)
NY
10/25/1994 - 04/09/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MO
07/01/1992 - 10/28/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
IA
Issued 03/25/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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