Unclaimed
Kathryn Buda is a financial professional with experience in the financial services industry. Kathryn currently holds the Series 63, Series 86, Series 87, Series 7TO and SIE licenses. She is registered with Victory Capital Services, Inc. in the state of California. Kathryn previously worked at Goldman Sachs & Co. LLC in Salt Lake City, Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/18/2022 - Present
Victory Capital Services, Inc. (San Antonio TX)
UT
08/12/2019 - 06/02/2022
GOLDMAN SACHS & CO. LLC (SALT LAKE CITY UT)
BC
Issued 08/21/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2019
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/27/2019
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/12/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/28/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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