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Kathryn Amanda Buiel

Pruco Securities, LLC

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About Kathryn Amanda Buiel

Kathryn Buiel is a financial advisor with Pruco Securities, LLC. Kathryn has been in the financial services industry since 2001. Kathryn holds a variety of licenses including Series 7, 63, 66, and 24. Kathryn has experience in working with individuals, corporations, and trusts and estates. Kathryn previously worked at MetLife Securities Inc., Metropolitan Life Insurance Company, Northwestern Mutual Investment Services, LLC, and J.J.B. Hilliard, W.L. Lyons, Inc.

Firm Information

Kathryn Buiel is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Kathryn Buiel’s Registration & Firm History

TX

02/27/2020 - Present

Pruco Securities, LLC (HOUSTON TX)

TX

03/11/2005 - 07/06/2012

METLIFE SECURITIES INC. (DALLAS TX)

IL

03/11/2005 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (CHICAGO IL)

WI

07/12/2002 - 01/05/2005

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

KY

08/08/2000 - 09/26/2001

J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)

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Licenses & Designations

BOTH

Issued 12/16/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/30/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/24/2013

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 10/02/2003

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/02/2023

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/07/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathryn Amanda Buiel.
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