Unclaimed
Kathryn Watson is a financial advisor with Nylife Securities LLC in Austin, Texas. Kathryn is a licensed broker-dealer with over 29 years of experience in the industry. Her expertise is in investment company products, variable contracts, and securities. Kathryn holds a Series 6 and Series 63 license and has been registered in Texas, New York, Virginia, and California. She is also registered with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
12/12/2013 - Present
Nylife Securities LLC (AUSTIN TX)
TX
08/07/2003 - 11/01/2013
PARK AVENUE SECURITIES LLC (AUSTIN TX)
NY
11/29/1999 - 07/11/2003
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
07/29/1994 - 11/29/1999
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 06/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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