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Kathryn Allen Watson

Nylife Securities LLC

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About Kathryn Allen Watson

Kathryn Watson is a financial advisor with Nylife Securities LLC in Austin, Texas. Kathryn is a licensed broker-dealer with over 29 years of experience in the industry. Her expertise is in investment company products, variable contracts, and securities. Kathryn holds a Series 6 and Series 63 license and has been registered in Texas, New York, Virginia, and California. She is also registered with the Financial Industry Regulatory Authority (FINRA).

Firm Information

Kathryn Watson is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kathryn Watson’s Registration & Firm History

TX

12/12/2013 - Present

Nylife Securities LLC (AUSTIN TX)

TX

08/07/2003 - 11/01/2013

PARK AVENUE SECURITIES LLC (AUSTIN TX)

NY

11/29/1999 - 07/11/2003

MONY SECURITIES CORPORATION (NEW YORK NY)

NY

07/29/1994 - 11/29/1999

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/16/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/28/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathryn Allen Watson.
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