Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Allen is a financial professional with a diverse background in the securities industry. Kathryn's professional experience includes roles at Morgan Stanley & Co. LLC and J.P. Morgan Securities LLC. Kathryn holds a variety of licenses and certifications, including the Series 63, Series 79TO, SIE, Series 52TO, and Series 50 exams. Kathryn is currently registered with J.P. Morgan Securities LLC in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
08/24/2022 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
01/23/2020 - 08/15/2022
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 01/31/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/23/2020
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2019
Series 52TO - Municipal Securities Representative Examination
BC
Issued 02/04/2016
Series 50 - Municipal Advisor Representative Qualification Exam
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE National, Inc.
N
New York Stock Exchange
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