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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Alicia Dunlop is an investment advisor representative who has been in the industry since January 27, 2009. Kathryn currently works with LPL Financial LLC and is registered with the state of Massachusetts as a Registered Investment Advisor. Kathryn has previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Kathryn's professional experience encompasses a range of financial services including investment advisory, financial planning, and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
11/28/2018 - Present
LPL Financial LLC (LEXINGTON MA)
MA
02/05/2010 - 11/23/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
06/01/2009 - 03/01/2010
MORGAN STANLEY SMITH BARNEY (BOSTON MA)
MA
01/28/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
BOTH
Issued 04/15/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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