linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Kathryn Aiksnoras Dennen

Compass Financial Management LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kathryn? Claim Your Profile

About Kathryn Aiksnoras Dennen

Kathryn Aiksnoras Dennen is an investment advisor representative with Compass Financial Management LLC, located in Oxford, Connecticut. Kathryn has been in the securities industry since 2013. Kathryn holds Series 7 and Series 66 securities licenses and is registered in Connecticut. Kathryn has prior experience working with United Planners' Financial Services of America a Limited Partner, Lincoln Investment, NYLIFE Securities LLC, and Metlife Securities Inc. Kathryn specializes in providing financial planning and portfolio management services to individuals and businesses.

Firm Information

Kathryn Dennen is currently registered with Compass Financial Management LLC. Compass Financial Management LLC is an investment advisor registered with the SEC and located in TAMPA, FL. The firm manages approximately $409,358,130 in assets and has 13 licensed agents, 20 investment advisor representatives, and 4 registered representatives. The firm provides financial planning, pension consulting, and portfolio management for individuals. Compass Financial Management LLC serves high-net-worth individuals, corporations, and pension and profit-sharing plans.
Compass Financial Management LLC

2422 W. SUNSET DRIVE

TAMPA, FL 33629

$409.36M

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kathryn Dennen’s Registration & Firm History

CT

12/09/2020 - Present

Compass Financial Management LLC (Oxford CT)

CT

12/06/2019 - 12/23/2019

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (TORRINGTON CT)

CT

12/01/2015 - 12/09/2019

LINCOLN INVESTMENT (TORRINGTON CT)

CT

06/18/2014 - 11/25/2015

NYLIFE SECURITIES LLC (STRATFORD CT)

CT

11/13/2013 - 04/30/2014

METLIFE SECURITIES INC. (GUILFORD CT)

Not sure if Kathryn Aiksnoras Dennen is right for you?

Licenses & Designations

BOTH

Issued 03/21/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/17/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/13/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Kathryn Aiksnoras Dennen. Review regulatory record here.
Not sure if Kathryn Aiksnoras Dennen is right for you?