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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Genovese is a financial advisor at Janney Montgomery Scott LLC in Westbrook, Connecticut. Kathryn has been a Registered Representative since 2001 and has a strong track record of success in providing comprehensive financial planning and investment management services. Kathryn's experience includes working with individuals, families, businesses, and retirement plans. She is committed to understanding her clients' needs and goals and developing personalized strategies to help them achieve their financial objectives. Kathryn is dedicated to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
CT
06/18/2024 - Present
Janney Montgomery Scott LLC (Westbrook CT)
CT
08/30/2016 - 06/21/2024
CITIZENS SECURITIES, INC. (OLD LYME CT)
CT
07/17/2012 - 09/15/2016
LPL FINANCIAL LLC (OLD SAYBROOK CT)
CT
09/12/2006 - 07/19/2012
CCO INVESTMENT SERVICES CORP. (OLD LYME CT)
CT
04/22/2005 - 08/30/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GUILFORD CT)
MA
10/20/2004 - 04/26/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
06/13/2001 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
BOTH
Issued 08/31/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2002
Series 7 - General Securities Representative Examination
BC
Issued 06/12/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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