Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Frank is a financial professional with over 18 years of experience in the industry. Kathryn is currently registered with Cetera Investment Advisers LLC and has prior experience with Next Financial Group, Inc., Northwestern Mutual Investment Services, LLC, Equity Services, Inc., Hornor, Townsend & Kent, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company and Thrivent Investment Management Inc.. Kathryn provides financial planning, pension consulting, educational seminars and portfolio management for individuals and businesses. Kathryn offers a range of financial services including fixed insurance and real estate.
MONTGOMERY, TX
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
08/21/2024 - Present
Cetera Investment Advisers LLC (MONTGOMERY TX)
TX
07/03/2018 - 08/22/2024
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
TX
01/17/2017 - 05/15/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (HOUSTON TX)
TX
03/11/2015 - 12/31/2016
EQUITY SERVICES, INC. (HOUSTON TX)
TX
07/30/2013 - 03/17/2015
HORNOR, TOWNSEND & KENT, INC. (HOUSTON TX)
TX
05/19/2006 - 12/19/2012
METLIFE SECURITIES INC. (HOUSTON TX)
FL
05/19/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (PENSACOLA FL)
MN
03/11/2004 - 06/15/2005
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
IA
Issued 5/10/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/24/2013
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 3/24/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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