Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathryn? Claim Your ProfileKathryn Frank is an investment advisor representative associated with Cetera Investment Advisers LLC. Kathryn has been in the financial services industry since 2004. Kathryn has passed the Series 7, Series 63, Series 65, and Series 66 exams. Kathryn is registered with the following states: California, Florida, Indiana, Kentucky, Michigan, New Jersey, New York, Ohio, Texas, Virginia, and Wisconsin. Kathryn works at Cetera Investment Advisers LLC, in Montgomery, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
08/21/2024 - Present
Cetera Investment Advisers LLC (MONTGOMERY TX)
TX
07/03/2018 - 08/22/2024
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
TX
01/17/2017 - 05/15/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (HOUSTON TX)
TX
03/11/2015 - 12/31/2016
EQUITY SERVICES, INC. (HOUSTON TX)
TX
07/30/2013 - 03/17/2015
HORNOR, TOWNSEND & KENT, INC. (HOUSTON TX)
TX
05/19/2006 - 12/19/2012
METLIFE SECURITIES INC. (HOUSTON TX)
FL
05/19/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (PENSACOLA FL)
MN
03/11/2004 - 06/15/2005
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
IA
Issued 05/10/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/2013
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/24/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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