Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathrine? Claim Your ProfileKathrine Garczynski is a financial advisor with RBC Capital Markets, LLC, based in PALM DESERT, CA. With over 37 years of experience in the financial industry, Kathrine has a proven track record of success in serving the needs of individual and institutional clients. She holds a variety of licenses and certifications, including Series 7, Series 9, Series 10, and SIE. Her expertise covers a broad range of financial services, including investment management, financial planning, and retirement planning. Kathrine is committed to providing her clients with personalized guidance and customized financial solutions tailored to their specific needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/09/2024 - Present
RBC Capital Markets, LLC (PALM DESERT CA)
CA
06/30/2015 - 05/15/2024
WELLS FARGO CLEARING SERVICES, LLC (PALM DESERT CA)
CA
02/12/2004 - 07/09/2015
UBS FINANCIAL SERVICES INC. (INDIAN WELLS CA)
NY
12/21/1992 - 02/20/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/10/1989 - 10/08/1992
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
06/19/1985 - 02/17/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
BC
Issued 03/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/28/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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