Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathlene? Claim Your ProfileKathlene Susan Hall is a financial professional with over 20 years of experience in the financial services industry. Kathlene has been registered with Prudential Annuities Distributors, Inc. since April 1, 2020 and previously worked at Pruco Securities, LLC. and Hartford Equity Sales Company Inc. Kathlene holds the Series 6, 26, and 63 licenses, and is currently registered in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
04/01/2020 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
MN
01/03/2013 - 04/01/2020
PRUCO SECURITIES, LLC. (PLYMOUTH MN)
CT
09/28/2010 - 01/03/2013
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
05/26/1998 - 07/23/2009
HARTFORD EQUITY SALES COMPANY INC. (WINDSOR CT)
BC
Issued 05/24/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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