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Kathleen Wilson Tillman

Northwestern Mutual Investment Services, LLC

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About Kathleen Wilson Tillman

Kathleen Tillman is an investment advisor representative with Northwestern Mutual Investment Services, LLC. Kathleen's current registration with the state of Virginia is active. Kathleen has been in the industry since October 13, 2007, working for firms such as LPL FINANCIAL LLC, WELLS FARGO CLEARING SERVICES, LLC and SUNTRUST INVESTMENT SERVICES, INC. Kathleen has passed the Uniform Combined State Law Examination, the Securities Industry Essentials Examination and the General Securities Representative Examination. Kathleen also holds a current Series 66 license. In addition to working with Northwestern Mutual, Kathleen is also an owner of a bookkeeping/tax preparation business. Kathleen is also licensed to sell non-variable life, health, annuity, and/or disability income insurance products.

Firm Information

Kathleen Tillman is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Kathleen Tillman’s Registration & Firm History

VA

09/17/2021 - Present

Northwestern Mutual Investment Services, LLC (RICHMOND VA)

VA

06/19/2017 - 08/26/2021

LPL FINANCIAL LLC (CHARLOTTESVILLE VA)

VA

11/27/2012 - 06/23/2017

WELLS FARGO CLEARING SERVICES, LLC (RICHMOND VA)

VA

09/24/2007 - 11/29/2012

SUNTRUST INVESTMENT SERVICES, INC. (RICHMOND VA)

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Licenses & Designations

BOTH

Issued 07/11/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/21/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathleen Wilson Tillman.
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