Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Kilpatrick is a financial advisor with Wells Fargo Advisors Financial Network, LLC based in Baton Rouge, LA. Kathleen has been a registered representative in the securities industry since 1986 and has a broad range of experience. Kathleen's background includes experience with other firms such as Wells Fargo Clearing Services, LLC, J.P. Morgan Securities Inc., Stanford Group Company, FSC Securities Corporation, Premier Securities Corporation and Hibernia Investment Securities Inc. Kathleen has a wide range of licenses, including Series 3, 7, 8, 63, 66 and SIE. Kathleen holds Series 6TO, but it is not currently active. Kathleen is registered as an investment advisor representative in Colorado, Louisiana, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
LA
07/14/2022 - Present
Wells Fargo Advisors Financial Network, LLC (BATON ROUGE LA)
LA
03/13/2009 - 07/14/2022
WELLS FARGO CLEARING SERVICES, LLC (BATON ROUGE LA)
LA
10/01/2008 - 04/06/2009
J.P. MORGAN SECURITIES INC. (BATON ROUGE LA)
LA
07/01/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (BATON ROUGE LA)
LA
03/17/2004 - 07/01/2006
BANC ONE SECURITIES CORPORATION (BATON ROUGE LA)
TX
03/03/2000 - 03/15/2004
STANFORD GROUP COMPANY (HOUSTON TX)
GA
02/01/1997 - 06/19/1998
FSC SECURITIES CORPORATION (ATLANTA GA)
NA
02/07/1992 - 11/14/1996
PREMIER SECURITIES CORPORATION
LA
08/22/1989 - 01/30/1991
HIBERNIA INVESTMENT SECURITIES INC. (NEW ORLEANS LA)
NY
10/18/1988 - 06/05/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NY
03/10/1986 - 09/19/1988
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
BC
Issued 05/22/2004
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/03/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/21/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1987
Series 3 - National Commodity Futures Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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