Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Roat has been a registered representative in the securities industry since January 1985. Kathleen is a financial advisor with Concourse Financial Group Securities, Inc. in Orlando, FL. Kathleen has experience with various investment products and services, including financial planning, portfolio management, and insurance. Kathleen has a strong background in providing investment advice to a variety of clients, including individuals, families, businesses, and retirement plans. Kathleen is a Certified Financial Planner and has held several other roles in the industry. Kathleen is committed to providing her clients with personalized investment advice and strategies that are tailored to their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
07/29/2021 - Present
Concourse Financial Group Securities, Inc. (ORLANDO FL)
FL
01/30/1985 - 09/13/2017
LINCOLN FINANCIAL SECURITIES CORPORATION (ORLANDO FL)
BC
Issued 05/23/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 06/10/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/29/1985
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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