Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen McCarthy is a securities professional with over two decades of experience in the financial industry. Kathleen is a registered representative of Blackstone Securities Partners LP, holding a Series 7, 62, 63, 24, 79TO and SIE license. Previous experience includes working as a registered representative of Goldman, Sachs & Co. where Kathleen held Series 63 and Series 62 licenses. Kathleen is licensed to provide investment advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/19/2010 - Present
Blackstone Securities Partners LP (NEW YORK NY)
NY
09/12/2000 - 10/14/2010
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 10/29/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2005
Series 7 - General Securities Representative Examination
BC
Issued 09/11/2000
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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