Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Teresa Kaffenberger is a financial advisor with Cadaret, Grant & Co., Inc., and has been in the industry since 1988. Kathleen is also registered with INVEST Financial Corporation and Oneida Wealth Management, Inc. Kathleen has a strong background in providing financial advice to individuals, high-net-worth individuals, businesses, corporations, charitable organizations, and pension plans. Kathleen is also a Chartered Financial Consultant. Kathleen is licensed in NY, FL, MD, PA and VA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/04/2021 - Present
Cadaret, Grant & CO., Inc. (East Syracuse NY)
NY
04/20/2016 - 06/06/2017
INVEST FINANCIAL CORPORATION (CHITTENANGO NY)
NY
04/10/2014 - 04/20/2016
ONEIDA WEALTH MANAGEMENT, INC. (CHITTENANGO NY)
NY
11/01/2006 - 08/07/2014
CADARET, GRANT & CO., INC. (CHITTENANGO NY)
NY
10/30/2003 - 11/03/2006
MML INVESTORS SERVICES, INC. (CHITTENENGO NY)
NY
01/26/1998 - 09/18/2003
LEIGH BALDWIN & CO., LLC (CAZENOVIA NY)
CA
03/15/1994 - 01/29/1998
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
11/22/1989 - 10/09/1992
MONY SECURITIES CORP. (NEW YORK NY)
NY
11/22/1989 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
MA
07/09/1988 - 04/27/1989
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
05/23/1986 - 06/08/1988
PRUCO SECURITIES CORPORATION
BC
Issued 04/23/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2007
Series 7 - General Securities Representative Examination
BC
Issued 05/22/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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