Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Shoemaker is an investment advisor representative with Northrock Partners, LLC. Kathleen holds a Series 63, Series 65, Series 4, and Series 24 license. Kathleen has been in the industry since 1993. Kathleen has experience working with a wide range of clients, including high-net-worth individuals, corporations and charitable organizations. Kathleen is a specialist in a variety of areas, including Retirement Planning, Education Savings, and College Funding. Kathleen works with clients to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
08/12/2022 - Present
Northrock Partners, LLC (MINNEAPOLIS MN)
MN
09/29/1998 - 02/12/2002
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (MINNEAPOLIS MN)
MN
12/05/1995 - 02/12/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/01/1995 - 02/12/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
07/13/1993 - 10/30/1995
ALL-TECH INVESTMENT GROUP, INC. (MONTVALE NJ)
IA
Issued 08/12/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/1996
Series 4 - Registered Options Principal Examination
BC
Issued 02/08/1995
Series 24 - General Securities Principal Examination
BC
Issued 08/16/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/08/1993
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
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