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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Sunshine kim Stephens is a financial advisor at Golden State Wealth Management, LLC. Kathleen Sunshine kim Stephens is a registered representative and investment advisor representative. Kathleen Sunshine kim Stephens has been in the industry since 2008. Kathleen Sunshine kim Stephens has worked at Edward Jones and Signator Investors, Inc.. Kathleen Sunshine kim Stephens is licensed to sell securities in California, Colorado, Florida, Hawaii, Nevada, Texas, and Virginia. Kathleen Sunshine kim Stephens offers investment advisory services through Golden State Wealth Management, LLC, an independent investment advisor firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Financial planning fee
1
2
CA
03/14/2024 - Present
Golden State Wealth Management, LLC (Poway CA)
CA
05/07/2014 - 04/03/2024
EDWARD JONES (SAN DIEGO CA)
HI
05/24/2012 - 03/20/2013
SIGNATOR INVESTORS, INC. (HONOLULU HI)
HI
10/27/2008 - 06/10/2010
EDWARD JONES (AIEA HI)
BOTH
Issued 11/14/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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