Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Duniho is a securities professional with over 6 years of experience in the industry. Kathleen is currently registered with Fidelity Brokerage Services LLC. Before joining Fidelity, Kathleen worked with VANGUARD MARKETING CORPORATION. Kathleen holds FINRA Series 7, Series 24 and Series 63 licenses as well as the Securities Industry Essentials (SIE) exam. Kathleen is licensed to offer securities in 53 states and is a registered representative of Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
08/02/2019 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
AZ
09/04/2013 - 07/25/2019
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 08/13/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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