linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Kathleen Suezanne Dickess

MM Ascend Life Investor Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kathleen? Claim Your Profile

About Kathleen Suezanne Dickess

Kathleen Suezanne Dickess is a registered representative with MM Ascend Life Investor Services, LLC. Kathleen holds the Series 6TO and SIE licenses. Kathleen is currently not serving clients.

Firm Information

Kathleen Dickess is currently registered with MM Ascend Life Investor Services, LLC. MM Ascend Life Investor Services, LLC is a Limited Liability Company formed in 2021 that is registered in all 50 states and the District of Columbia. It offers other advisory services and is not currently providing active advisory services. It maintains 12 licensed agents, 12 investment adviser representatives, 12 registered representatives, and 2 investment advisory functions. The firm has filed four regulatory event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

124

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

maintaining registration but not actively providing advisory services

Maintaining registration but not actively providing advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Maintaining registration but not serving clients

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kathleen Dickess’s Registration & Firm History

OH

11/06/2020 - Present

MM Ascend Life Investor Services, LLC (CINCINNATI OH)

Not sure if Kathleen Suezanne Dickess is right for you?

Licenses & Designations

BC

Issued 11/06/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/02/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathleen Suezanne Dickess.
Not sure if Kathleen Suezanne Dickess is right for you?