Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Sue Stevens is a financial professional with over 30 years of experience in the industry. She is currently registered with Empower Financial Services, Inc. and has previously held positions at AIG Capital Services, Inc., Next Financial Group, Inc., VALIC Financial Advisors, Inc. and The Variable Annuity Marketing Company. Kathleen Stevens is licensed to conduct business in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
10/19/2017 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
TX
12/03/2002 - 10/12/2017
AIG CAPITAL SERVICES, INC. (HOUSTON TX)
TX
10/22/2002 - 11/01/2002
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
TX
08/27/1997 - 04/24/2002
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
04/05/1989 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
BOTH
Issued 12/02/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/02/1989
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/1995
Series 7 - General Securities Representative Examination
BC
Issued 04/04/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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